SPECIAL DEVICES
LEARNING OBJECTIVES
Upon completion of this chapter, you will be able to:
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Explain the basic operation and the major applications of the Zener diode.
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Describe the basic operation of the tunnel diode and the varactor.
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Explain the basic operation of the silicon controlled rectifier and the TRIAC, and
compare the advantages and disadvantages of each.
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List the five most commonly used optoelectronic devices and explain the uses of each.
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Describe the basic operation, applications, and major advantages of the unijunction
transistor.
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Describe the basic operation, applications, and major advantages of the field effect
transistor and the metal oxide semiconductor field effect transistor.
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Explain the basic operation and the major applications of the Zener diode.
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Describe. the basic operation of the tunnel diode and the varactor.
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Explain the basic operation of the silicon controlled rectifier and the TRIAC, and
compare the advantages and disadvantages of each.
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List the five most commonly used optoelectronic devices and explain the uses of each.
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Describe the basic operation, applications, and major advantages of the unijunction
transistor.
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Describe the basic operation, applications, and major advantages of the field-effect
transistor and the metal-oxide semiconductor field-effect transistor.
INTRODUCTION TO SPECIAL DEVICES
If you consider the sensitive nature and the various interacting properties of
semiconductors, it should not be surprising to you that solid state devices can be
designed for many different purposes. In fact, devices with special features are so
numerous and new designs are so frequently introduced that it would be beyond the scope of
this chapter to describe all of the devices in use today. Therefore, this chapter will
include a variety of representative devices that are used extensively in Navy equipment to
give you an idea of the diversity and versatility that have been made possible. These
devices have been grouped into three categories: diodes, optoelectronic devices, and
transistors. In this chapter each device will be described and the basic operation of each
one will be discussed.
DIODES
Diodes are two terminal semiconductors of various types that are used in seemingly
endless applications. The operation of normal PN-junction diodes has already been
discussed, but there are a number of diodes with special properties with which you should
be familiar. A discussion of all of the developments in the diode field would be
impossible so some of the more commonly used special diodes have been selected for
explanation. These include Zener diodes, tunnel diodes, varactors, silicon controlled
rectifiers (SCR), and TRIACs.
Zener Diodes
When a PN-junction diode is reverse biased, the majority carriers (holes in the
P-material and electrons in the N-material) move away from the junction. The barrier or
depletion region becomes wider, as illustrated in figure 3-1, (view A, view B, view C) and
majority carrier current flow becomes very difficult across the high resistance of the
wide depletion region. The presence of minority carriers causes a small leakage current
that remains nearly constant for all reverse voltages up to a certain value. Once this
value has been exceeded, there is a sudden increase in the reverse current. The voltage at
which the sudden increase in current occurs is called the BREAKDOWN VOLTAGE. At breakdown,
the reverse current increases very rapidly with a slight increase in the reverse voltage.
Any diode can be reverse biased to the point of breakdown, but not every diode can safely
dissipate the power associated with breakdown. A Zener diode is a PN junction designed to
operate in the reverse-bias breakdown region.
Figure 3-1A. - Effects of bias on the depletion region of a PN junction.

Figure 3-1B. - Effects of bias on the depletion region of a PN junction.
Figure 3-1C. - Effects of bias on the depletion region of a PN junction.
There are two distinct theories used to explain the behavior of PN junctions during
breakdown: one is the ZENER EFFECT and the other is the AVALANCHE EFFECT.
The ZENER EFFECT was first proposed by Dr. Carl Zener in 1934. According to Dr. Zener's
theory, electrical breakdown in solid dielectrics occurs by a process called
QUANTUM-MECHANICAL TUNNELING. The Zener effect accounts for the breakdown below 5
volts; whereas, above 5 volts the breakdown is caused by the avalanche effect.
Although the avalanche effect is now accepted as an explanation of diode breakdown, the
term Zener diode is used to cover both types.
The true Zener effect in semiconductors can be described in terms of energy bands;
however, only the two upper energy bands are of interest. The two upper bands, illustrated
in figure 3-2, view A, are called the conduction band and the valence band.
Figure 3-2A. - Energy diagram for Zener diode.
The CONDUCTION BAND is a band in which the energy level of the electrons is high enough
that the electrons will move easily under the influence of an external field. Since
current flow is the movement of electrons, the readily mobile electrons in the conduction
band are capable of maintaining a current flow when an external field in the form of a
voltage is applied. Therefore, solid materials that have many electrons in the conduction
band are called conductors.
The VALENCE BAND is a band in which the energy level is the same as the valence
electrons of the atoms. Since the electrons in these levels are attached to the atoms, the
electrons are not free to move around as are the conduction band electrons. With the
proper amount of energy added, however, the electrons in the valence band may be elevated
to the conduction band energy level. To do this, the electrons must cross a gap that
exists between the valence band energy level and the conduction band energy level. This
gap is known as the FORBIDDEN ENERGY BAND or FORBIDDEN GAP. The energy difference across
this gap determines whether a solid material will act as a conductor, a semiconductor, or
an insulator.
A conductor is a material in which the forbidden gap is so narrow that it can be
considered nonexistent. A semiconductor is a solid that contains a forbidden gap, as shown
in figure 3-2, view A. Normally, a semiconductor has no electrons at the conduction band
energy level. The energy provided by room temperature heat, however, is enough energy to
overcome the binding force of a few valence electrons and to elevate them to the
conduction band energy level. The addition of impurities to the semiconductor material
increases both the number of free electrons in the conduction band and the number of
electrons in the valence band that can be elevated to the conduction band. Insulators are
materials in which the forbidden gap is so large that practically no electrons can be
given enough energy to cross the gap. Therefore, unless extremely large amounts of heat
energy are available, these materials will not conduct electricity.
View B of figure 3-2 is an energy diagram of a reverse-biased Zener diode. The energy
bands of the P and N materials are naturally at different levels, but reverse bias causes
the valence band of the P material to overlap the energy level of the conduction band in
the N material. Under this condition, the valence electrons of the P material can cross
the extremely thin junction region at the overlap point without acquiring any additional
energy. This action is called tunneling. When the breakdown point of the PN junction is
reached, large numbers of minority carriers "tunnel" across the junction to form
the current that occurs at breakdown. The tunneling phenomenon only takes place in heavily
doped diodes such as Zener diodes.
Figure 3-2B. - Energy diagram for Zener diode.
The second theory of reverse breakdown effect in diodes is known as AVALANCHE breakdown
and occurs at reverse voltages beyond 5 volts. This type of breakdown diode has a
depletion region that is deliberately made narrower than the depletion region in the
normal PN-junction diode, but thicker than that in the Zener-effect diode. The thicker
depletion region is achieved by decreasing the doping level from the level used in
Zener-effect diodes. The breakdown is at a higher voltage because of the higher
resistivity of the material. Controlling the doping level of the material during the
manufacturing process can produce breakdown voltages ranging between about 2 and 200
volts.
The mechanism of avalanche breakdown is different from that of the Zener effect. In the
depletion region of a PN junction, thermal energy is responsible for the formation of
electron-hole pairs. The leakage current is caused by the movement of minority electrons,
which is accelerated in the electric field across the barrier region. As the reverse
voltage across the depletion region is increased, the reverse voltage eventually reaches a
critical value. Once the critical or breakdown voltage has been reached, sufficient energy
is gained by the thermally released minority electrons to enable the electrons to rupture
covalent bonds as they collide with lattice atoms. The released electrons are also
accelerated by the electric field, resulting in the release of further electrons, and so
on, in a chain or avalanche effect. This process is illustrated in figure 3-3.
Figure 3-3. - Avalanche multiplication.
For reverse voltage slightly higher than breakdown, the avalanche effect releases an
almost unlimited number of carriers so that the diode essentially becomes a short circuit.
The current flow in this region is limited only by an external series current-limiting
resistor. Operating a diode in the breakdown region does not damage it, as long as the
maximum power dissipation rating of the diode is not exceeded. Removing the reverse
voltage permits all carriers to return to their normal energy values and velocities.
Some of the symbols used to represent Zener diodes are illustrated in figure 3-4 (view
A, view B, view C, view D, and view E). Note that the polarity markings indicate electron
flow is with the arrow symbol instead of against it as in a normal PN-junction diode. This
is because breakdown diodes are operated in the reverse-bias mode, which means the current
flow is by minority current carriers.
Figure 3-4A. - Schematic symbols for Zener diodes.
Figure 3-4B. - Schematic symbols for Zener diodes.
Figure 3-4C. - Schematic symbols for Zener diodes.
Figure 3-4D. - Schematic symbols for Zener diodes.
Figure 3-4E. - Schematic symbols for Zener diodes.
Zener diodes of various sorts are used for many purposes, but their most widespread use
is as voltage regulators. Once the breakdown voltage of a Zener diode is reached, the
voltage across the diode remains almost constant regardless of the supply voltage.
Therefore they hold the voltage across the load at a constant level. This characteristic
makes Zener diodes ideal voltage regulators, and they are found in almost all solid-state
circuits in this capacity.
Q.1 In a reverse biased PN-junction, which current carriers cause leakage current? 
Q.2 The action of a PN-junction during breakdown can be explained by what two theories? 
Q.3 Which breakdown theory explains the action that takes place in a heavily doped
PN-junction with a reverse bias of less than 5 volts? 
Q.4 What is the doping level of an avalanche effect diode when compared to the doping
level of a Zener-effect diode? 
Q.5 During avalanche effect breakdown, what limits current flow through the diode? 
Q.6 Why is electron flow with the arrow in the symbol of a Zener diode instead of against
the arrow as it is in a normal diode? 