MICROWAVE TUBES
Microwave tubes perform the same functions of generation and amplification in the
microwave portion of the frequency spectrum that vacuum tubes perform at lower
frequencies. This section will explain the basic operation of the most widely used
microwave tubes, including klystrons, traveling-wave tubes, backward-wave oscillators,
magnetrons, and crossed-field amplifiers. The variations of these tubes for use in
specific applications are so numerous that all of them cannot be discussed in this module.
However, general principles of operation are similar in all of the variations so the
explanations will be restricted to the general principles of operation.
The Basic Two-Cavity Klystron
Klystrons are velocity-modulated tubes that are used in radar and communications
equipment as oscillators and amplifiers. Klystrons make use of the transit-time effect by
varying the velocity of an electron beam in much the same manner as the previously
discussed velocity-modulation process. Strong electrostatic fields are necessary in the
klystron for efficient operation. This is necessary because the interaction of the signal
and the electron beam takes place in a very short distance.
The construction and essential components of a TWO-CAVITY KLYSTRON are shown in view
(A) of figure 2-7. View (B) is a schematic representation of the same tube. When the tube
is energized, the cathode emits electrons which are focused into a beam by a low positive
voltage on the control grid. The beam is then accelerated by a very high positive dc
potential that is applied in equal amplitude to both the accelerator grid and the buncher
grids. The buncher grids are connected to a cavity resonator that superimposes an ac
potential on the dc voltage. Ac potentials are produced by oscillations within the cavity
that begin spontaneously when the tube is energized. The initial oscillations are caused
by random fields and circuit imbalances that are present when the circuit is energized.
The oscillations within the cavity produce an oscillating electrostatic field between the
buncher grids that is at the same frequency as the natural frequency of the cavity. The
direction of the field changes with the frequency of the cavity. These changes alternately
accelerate and decelerate the electrons of the beam passing through the grids. The area
beyond the buncher grids is called the DRIFT SPACE. The electrons form bunches in this
area when the accelerated electrons overtake the decelerated electrons.
Figure 2-7A. - Functional and schematic diagram of a two-cavity klystron.
Figure 2-7B. - Functional and schematic diagram of a two-cavity klystron.
The function of the CATCHER GRIDS is to absorb energy from the electron beam. The
catcher grids are placed along the beam at a point where the bunches are fully formed. The
location is determined by the transit time of the bunches at the natural resonant
frequency of the cavities (the resonant frequency of the catcher cavity is the same as the
buncher cavity). The location is chosen because maximum energy transfer to the output
(catcher) cavity occurs when the electrostatic field is of the correct polarity to slow
down the electron bunches.
The two-cavity klystron in figure 2-7 may be used either as an oscillator or an
amplifier. The configuration shown in the figure is correct for oscillator operation. The
feedback path provides energy of the proper delay and phase relationship to sustain
oscillations. A signal applied at the buncher grids will be amplified if the feedback path
is removed.
Q.11 What is the basic principle of operation of a klystron?
Q.12 The electrons in the beam of a klystron are speeded up by a high dc potential applied
to what elements? 
Q.13 The two-cavity klystron uses what cavity as an output cavity? 
Q.14 A two-cavity klystron without a feedback path will operate as what type of circuit? 